Our Staff has compiled our research into a database of FINRA Broker Disclosures for Boustead Securities, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert Bruce Spertell | 6415100 | 8 | 07/16/1996 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Charles Russ Huffington | 844086 | 12 | 05/09/1996 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Charles Russ Huffington | 844086 | 12 | 12/28/1994 | Customer Dispute | Settled | $53,719.00 | $0.00 | See FINRA Report |
| Robert Bruce Spertell | 6415100 | 8 | 12/19/1994 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Christopher Paul Gardner | 1080424 | 4 | 07/06/1994 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Peter Joseph Conley | 1905484 | 11 | 01/25/1993 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Charles Russ Huffington | 844086 | 12 | 11/09/1992 | Customer Dispute | Settled | $75,000.00 | $0.00 | See FINRA Report |
| Peter Joseph Conley | 1905484 | 11 | 08/19/1992 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Charles Russ Huffington | 844086 | 12 | 08/06/1992 | Customer Dispute | Settled | $238,000.00 | $0.00 | See FINRA Report |
| Peter Joseph Conley | 1905484 | 11 | 07/22/1992 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |