Our Staff has compiled our research into a database of FINRA Broker Disclosures for Boustead Securities, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Karen Kay Ard | 710669 | 2 | 11/21/2008 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Charles Russ Huffington | 844086 | 12 | 03/31/2008 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Charles Russ Huffington | 844086 | 12 | 11/21/2007 | Customer Dispute | Settled | $174,335.00 | $0.00 | See FINRA Report |
| Charles Russ Huffington | 844086 | 12 | 11/16/2007 | Customer Dispute | Settled | $129,000.00 | $0.00 | See FINRA Report |
| Charles Russ Huffington | 844086 | 12 | 03/06/2006 | Customer Dispute | Denied | $276,000.00 | $0.00 | See FINRA Report |
| Roberto Gonzalez Villasenor | 1031313 | 3 | 04/14/2005 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael Conrad Ihrie | 1394615 | 17 | 02/26/2004 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Conrad Ihrie | 1394615 | 17 | 05/05/2003 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Conrad Ihrie | 1394615 | 17 | 01/24/2003 | Customer Dispute | Settled | $1,300,000.00 | $0.00 | See FINRA Report |
| Michael Conrad Ihrie | 1394615 | 17 | 07/24/2002 | Customer Dispute | Settled | $4,500,000.00 | $0.00 | See FINRA Report |