Our Staff has compiled our research into a database of FINRA Broker Disclosures for Boustead Securities, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert Bruce Spertell | 6415100 | 8 | 08/13/2013 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Charles Russ Huffington | 844086 | 12 | 04/03/2013 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Robert Bruce Spertell | 6415100 | 8 | 06/05/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Karen Kay Ard | 710669 | 2 | 04/11/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Robert Bruce Spertell | 6415100 | 8 | 11/23/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Doran Joseph Adhami | 3212374 | 3 | 06/16/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Doran Joseph Adhami | 3212374 | 3 | 03/26/2010 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Doran Joseph Adhami | 3212374 | 3 | 03/23/2010 | Customer Dispute | Settled | $2,000,000.00 | $0.00 | See FINRA Report |
| Charles Russ Huffington | 844086 | 12 | 08/04/2009 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Kola Abdul Rahman Agbaje | 3177135 | 1 | 07/28/2009 | Customer Dispute | Settled | $85,000.00 | $0.00 | See FINRA Report |