Our Staff has compiled our research into a database of FINRA Broker Disclosures for Bids Trading L.P.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Peter Anthony Caufield | 1434445 | 1 | 06/26/1987 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
James A Lee | 5185439 | 1 | 04/23/1984 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |