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FINRA Broker Disclosures for MD Global Partners, LLC

Our Staff has compiled our research into a database of FINRA Broker Disclosures for MD Global Partners, LLC. Search or filter the database to find more about a specific broker.

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Displaying 11-20 out of 28 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Owen Arthur May1404710911/16/2010Judgment / Lien$0.00$0.00See FINRA Report
Per Christian Brevig3236224411/06/2009Customer DisputeSettled$1,085,000.00$0.00See FINRA Report
Per Christian Brevig3236224401/22/2009Customer DisputeSettled$175,000.00$0.00See FINRA Report
Per Christian Brevig3236224401/22/2009Customer DisputeSettled$100,000.00$0.00See FINRA Report
Per Christian Brevig3236224401/22/2009Customer DisputeSettled$180,000.00$0.00See FINRA Report
John Stevenson Miller2139980304/19/2004RegulatoryFinal$0.00$0.00See FINRA Report
John Stevenson Miller2139980304/15/2004RegulatoryFinal$0.00$0.00See FINRA Report
John Stevenson Miller2139980307/12/2002Employment Separation After Allegations$0.00$0.00See FINRA Report
Sean Michael Murphy2630916302/22/1999RegulatoryFinal$0.00$0.00See FINRA Report
Pasquale Erminio Guadagno734022710/12/1998Customer DisputeSettled$521,779.00$0.00See FINRA Report

28 Results

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