Our Staff has compiled our research into a database of FINRA Broker Disclosures for PAF Securities, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Benjamin Simon Moody | 2345636 | 1 | 08/01/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Jeffery Atwood Safford | 7206303 | 1 | 06/30/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Edmund Ramsell Miller | 1323296 | 1 | 09/17/1999 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
Wilbert Owen Bascom | 2654431 | 1 | 04/07/1999 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |