Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Timothy Ryan Calvert | 3241077 | 1 | 05/21/2021 | Customer Dispute | Denied | $6,000.00 | $0.00 | See FINRA Report |
| Christopher Cecil Lamb | 4418087 | 1 | 04/22/2014 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Gregory Todd Risinger | 1999473 | 2 | 05/03/2013 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Troy Lawrence Young | 2408465 | 1 | 06/04/2004 | Customer Dispute | Award / Judgment | $30,000.00 | $26,563.00 | See FINRA Report |
| Gregory Todd Risinger | 1999473 | 2 | 04/17/2002 | Customer Dispute | Denied | $9,725.02 | $0.00 | See FINRA Report |
| Karl Kilpatrick Mueller | 2639477 | 1 | 04/20/1999 | Customer Dispute | Settled | $14,000.00 | $0.00 | See FINRA Report |