Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Rhett Logan Wood | 6000403 | 1 | 08/16/2023 | Investigation | $0.00 | $0.00 | See FINRA Report | |
| Harry Bradley Bertrand | 2046252 | 3 | 05/31/2023 | Customer Dispute | Pending | $51,428.00 | $0.00 | See FINRA Report |
| Harry Bradley Bertrand | 2046252 | 3 | 05/12/2021 | Investigation | $0.00 | $0.00 | See FINRA Report | |
| Harry Bradley Bertrand | 2046252 | 3 | 08/26/2004 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |