Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
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| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Andrew Rocco Szewc | 7269057 | 1 | 11/25/2023 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Albert Pingree Herzog | 1187236 | 1 | 05/15/2023 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Robert Chechel | 2823342 | 1 | 01/26/2015 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Suchitra Sampath Busch | 2248702 | 2 | 10/08/2013 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Suchitra Sampath Busch | 2248702 | 2 | 10/08/2013 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Zachary B Messina | 4088346 | 4 | 08/07/2013 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Zachary B Messina | 4088346 | 4 | 04/05/2013 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Zachary B Messina | 4088346 | 4 | 10/22/2008 | Customer Dispute | Denied | $35,000.00 | $0.00 | See FINRA Report |
| Zachary B Messina | 4088346 | 4 | 05/03/2005 | Customer Dispute | Settled | $62,571.70 | $0.00 | See FINRA Report |