Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Richard Reid Frith II | 5153336 | 2 | 01/10/2017 | Customer Dispute | Settled | $350,000.00 | $0.00 | See FINRA Report |
| Paul Douglas Larson | 4422245 | 3 | 10/12/2016 | Customer Dispute | Closed-No Action | $58,000.00 | $0.00 | See FINRA Report |
| Richard Reid Frith II | 5153336 | 2 | 09/23/2016 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Anthony Joseph Ferrara | 4461101 | 4 | 11/17/2015 | Customer Dispute | Settled | $33,928.90 | $0.00 | See FINRA Report |
| Kyle Edward Wort | 5645511 | 1 | 10/28/2015 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Trevor Monroe | 7327509 | 1 | 06/14/2015 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Paul Douglas Larson | 4422245 | 3 | 04/23/2015 | Customer Dispute | Closed-No Action | $91,585.00 | $0.00 | See FINRA Report |
| Anthony Joseph Ferrara | 4461101 | 4 | 01/07/2014 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Randy Scott Miller | 4798775 | 1 | 10/02/2013 | Customer Dispute | Settled | $24,000.00 | $0.00 | See FINRA Report |
| Jonathan Paul Krueger | 4416059 | 2 | 06/09/2010 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |