Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Paul Douglas Larson | 4422245 | 3 | 01/22/2019 | Customer Dispute | Denied | $10,500,000.00 | $0.00 | See FINRA Report |
| Kyle Edward Wort | 5645511 | 1 | 10/28/2015 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Anthony Joseph Ferrara | 4461101 | 4 | 01/07/2014 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |