Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jonathan Paul Krueger | 4416059 | 2 | 12/27/2023 | Customer Dispute | Pending | $7,374,260.00 | $0.00 | See FINRA Report |
| Kevin Mark Forbush | 5893179 | 1 | 12/27/2023 | Customer Dispute | Pending | $7,374,260.00 | $0.00 | See FINRA Report |
| Ted L Kirkpatrick | 2040572 | 2 | 04/19/2022 | Customer Dispute | Settled | $20,000.00 | $0.00 | See FINRA Report |
| Ted L Kirkpatrick | 2040572 | 2 | 07/12/2021 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Scott Clayton Harris | 2516998 | 2 | 07/13/2020 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Scott Clayton Harris | 2516998 | 2 | 07/02/2020 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Kenneth Walter Stillings | 5879511 | 1 | 01/22/2020 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Paul Douglas Larson | 4422245 | 3 | 01/22/2019 | Customer Dispute | Denied | $10,500,000.00 | $0.00 | See FINRA Report |
| Anthony Joseph Ferrara | 4461101 | 4 | 07/18/2017 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Anthony Joseph Ferrara | 4461101 | 4 | 01/10/2017 | Customer Dispute | Settled | $350,000.00 | $0.00 | See FINRA Report |