Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Stephen Rudolph Rodgers | 1870455 | 3 | 01/24/2011 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Stephen Rudolph Rodgers | 1870455 | 3 | 08/30/2010 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Stephen Rudolph Rodgers | 1870455 | 3 | 02/10/2010 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |