Our Staff has compiled our research into a database of FINRA Broker Disclosures for Advanced Advisor Group, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Neil Gregory Lance | 2768092 | 1 | 07/26/2023 | Customer Dispute | Pending | $653,187.00 | $0.00 | See FINRA Report |
| Shawn Matthew McIntyre | 2515495 | 7 | 02/20/2015 | Customer Dispute | Settled | $800,000.00 | $0.00 | See FINRA Report |
| Brandt Bob Wendland | 2629983 | 2 | 05/30/2014 | Customer Dispute | Settled | $300,000.00 | $0.00 | See FINRA Report |
| Shawn Matthew McIntyre | 2515495 | 7 | 08/17/2006 | Customer Dispute | Settled | $35,374.00 | $0.00 | See FINRA Report |
| David Benjamin Wolfe | 2375488 | 2 | 01/12/2006 | Customer Dispute | Denied | $7,028.32 | $0.00 | See FINRA Report |
| David Benjamin Wolfe | 2375488 | 2 | 12/05/2003 | Customer Dispute | Settled | $199,141.00 | $0.00 | See FINRA Report |
| Shawn Matthew McIntyre | 2515495 | 7 | 03/13/2003 | Customer Dispute | Settled | $20,000.00 | $0.00 | See FINRA Report |