Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Alan Joseph Thomilson | 1855542 | 8 | 01/07/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Alan Joseph Thomilson | 1855542 | 8 | 01/17/2006 | Customer Dispute | Denied | $12,069.40 | $0.00 | See FINRA Report |
| Timothy John Stearns | 2504340 | 2 | 01/03/2006 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Alan Joseph Thomilson | 1855542 | 8 | 12/23/2003 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Timothy John Stearns | 2504340 | 2 | 10/14/2003 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Dennus Kyle Bradley Cooper | 2476687 | 3 | 09/29/2003 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Dennus Kyle Bradley Cooper | 2476687 | 3 | 02/13/2003 | Customer Dispute | Denied | $40,000.00 | $0.00 | See FINRA Report |
| Dennus Kyle Bradley Cooper | 2476687 | 3 | 03/28/2002 | Customer Dispute | Settled | $125,000.00 | $0.00 | See FINRA Report |