Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Delmar Vernice McKinney | 1186853 | 8 | 08/12/2003 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| William Aubrey Morrow | 836500 | 15 | 05/22/2003 | Customer Dispute | Award / Judgment | $400,000.00 | $206,875.00 | See FINRA Report |
| Delmar Vernice McKinney | 1186853 | 8 | 12/19/2002 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Delmar Vernice McKinney | 1186853 | 8 | 12/18/2002 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Gary Lane Glover | 1647229 | 7 | 11/05/2002 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See FINRA Report |
| Delmar Vernice McKinney | 1186853 | 8 | 10/25/2002 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Matt Branstetter | 2169050 | 2 | 09/11/2002 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| James John Silbernagel | 1503045 | 1 | 06/28/2002 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Lynn Bangerter | 1687028 | 3 | 09/18/2001 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Gary Lane Glover | 1647229 | 7 | 08/16/2001 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |