Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| William Aubrey Morrow | 836500 | 15 | 11/15/2010 | Customer Dispute | Settled | $3,000,000.00 | $0.00 | See FINRA Report |
| William Aubrey Morrow | 836500 | 15 | 08/18/2010 | Customer Dispute | Settled | $2,111,130.00 | $0.00 | See FINRA Report |
| David Jon Zupek | 2250376 | 6 | 08/03/2010 | Customer Dispute | Settled | $40,000.00 | $0.00 | See FINRA Report |
| David Jon Zupek | 2250376 | 6 | 10/08/2008 | Customer Dispute | Settled | $43,000.00 | $0.00 | See FINRA Report |
| William Aubrey Morrow | 836500 | 15 | 03/11/2005 | Customer Dispute | Settled | $22,000.00 | $0.00 | See FINRA Report |
| David Jon Zupek | 2250376 | 6 | 02/17/2004 | Customer Dispute | Settled | $160,000.00 | $0.00 | See FINRA Report |
| Delmar Vernice McKinney | 1186853 | 8 | 12/18/2002 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Gary Lane Glover | 1647229 | 7 | 11/05/2002 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See FINRA Report |
| Delmar Vernice McKinney | 1186853 | 8 | 10/25/2002 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Delmar Vernice McKinney | 1186853 | 8 | 04/06/1994 | Customer Dispute | Settled | $20,000.00 | $0.00 | See FINRA Report |