Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John G Chess | 4812430 | 4 | 06/12/2014 | Customer Dispute | Settled | $1,361,800.00 | $0.00 | See FINRA Report |
| David Jon Zupek | 2250376 | 6 | 03/19/2014 | Customer Dispute | Settled | $75,000.00 | $0.00 | See FINRA Report |
| John G Chess | 4812430 | 4 | 08/14/2013 | Customer Dispute | Settled | $2,600,000.00 | $0.00 | See FINRA Report |
| Frank Timothy Dunn | 1075960 | 4 | 12/10/2012 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See FINRA Report |
| William Aubrey Morrow | 836500 | 15 | 11/05/2012 | Customer Dispute | Settled | $1,452,660.00 | $0.00 | See FINRA Report |
| Delmar Vernice McKinney | 1186853 | 8 | 04/20/2012 | Customer Dispute | Settled | $22,500.00 | $0.00 | See FINRA Report |
| William Aubrey Morrow | 836500 | 15 | 04/11/2012 | Customer Dispute | Settled | $1,100,000.00 | $0.00 | See FINRA Report |
| William Aubrey Morrow | 836500 | 15 | 12/08/2011 | Customer Dispute | Settled | $613,310.00 | $0.00 | See FINRA Report |
| William Aubrey Morrow | 836500 | 15 | 10/05/2011 | Customer Dispute | Settled | $594,171.00 | $0.00 | See FINRA Report |
| William Aubrey Morrow | 836500 | 15 | 01/24/2011 | Customer Dispute | Settled | $796,904.00 | $0.00 | See FINRA Report |