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FINRA Broker Disclosures for

Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.

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Displaying 41-50 out of 50 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Delmar Vernice McKinney1186853812/18/2002Customer DisputeSettled$100,000.00$0.00See FINRA Report
Gary Lane Glover1647229711/05/2002Customer DisputeSettled$1,000,000.00$0.00See FINRA Report
Delmar Vernice McKinney1186853810/25/2002Customer DisputeSettled$100,000.00$0.00See FINRA Report
Matt Branstetter2169050209/11/2002Customer DisputeClosed-No Action$0.00$0.00See FINRA Report
James John Silbernagel1503045106/28/2002Customer DisputeClosed-No Action$0.00$0.00See FINRA Report
Gary Lane Glover1647229708/16/2001Customer DisputePending$0.00$0.00See FINRA Report
Steven I Balaban1380366108/09/2001Customer DisputeDenied$6,810.00$0.00See FINRA Report
William Aubrey Morrow8365001510/05/1994Customer DisputeAward / Judgment$25,000.00$7,000.00See FINRA Report
Delmar Vernice McKinney1186853804/06/1994Customer DisputeSettled$20,000.00$0.00See FINRA Report
William Aubrey Morrow8365001509/01/1988Customer DisputeSettled$35,537.00$0.00See FINRA Report

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