Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
William Aubrey Morrow | 836500 | 15 | 05/12/2023 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
Matt Branstetter | 2169050 | 2 | 01/05/2022 | Customer Dispute | Closed-No Action | $15,000.00 | $0.00 | See FINRA Report |
Clemont Lee Bevill | 1790971 | 4 | 02/12/2021 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
Steven Eric Erickson | 4400791 | 3 | 09/22/2014 | Customer Dispute | Closed-No Action | $400,000.00 | $0.00 | See FINRA Report |
Matt Branstetter | 2169050 | 2 | 09/11/2002 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
James John Silbernagel | 1503045 | 1 | 06/28/2002 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |