Our Staff has compiled our research into a database of FINRA Broker Disclosures for Elevation, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Warren Smoot Carter III | 6751824 | 3 | 12/28/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Warren Smoot Carter III | 6751824 | 3 | 12/28/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Warren Smoot Carter III | 6751824 | 3 | 11/07/2023 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Kevin Michael Deasy | 2530628 | 7 | 12/10/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Kevin Michael Deasy | 2530628 | 7 | 07/09/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jillian Hardesty Shutsharawan | 6124802 | 3 | 02/08/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jillian Hardesty Shutsharawan | 6124802 | 3 | 07/20/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jillian Hardesty Shutsharawan | 6124802 | 3 | 01/11/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Kevin Michael Deasy | 2530628 | 7 | 03/25/2008 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Darren Alfred Croce | 2998436 | 1 | 04/29/1994 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |