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FINRA Broker Disclosures for Synovus Securities, Inc.

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Synovus Securities, Inc.. Search or filter the database to find more about a specific broker.

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Displaying 51-60 out of 61 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Andrew Robert Gay2453658201/21/2005Customer DisputeDenied$240,000.00$0.00See FINRA Report
John Thomas Carter2619913210/15/2004RegulatoryFinal$0.00$0.00See FINRA Report
John Thomas Carter2619913210/15/2004Employment Separation After Allegations$0.00$0.00See FINRA Report
Comer Brooks Woodruff5162715102/15/2004CriminalFinal Disposition$0.00$0.00See FINRA Report
Megan F Gordon6807607107/02/2003CriminalFinal Disposition$0.00$0.00See FINRA Report
Michael John Fetzer3055285203/17/2003Customer DisputeSettled$48,359.70$0.00See FINRA Report
Michael John Fetzer3055285208/29/2002Customer DisputeDenied$55,000.00$0.00See FINRA Report
Robert Lamar Persons4689232103/31/2001CriminalFinal Disposition$0.00$0.00See FINRA Report
Brooks David Robinson1300829307/20/2000RegulatoryFinal$0.00$0.00See FINRA Report
Teresa Ann Eidson-Hand4260706112/31/1999RegulatoryFinal$0.00$0.00See FINRA Report

61 Results

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