Our Staff has compiled our research into a database of FINRA Broker Disclosures for Synovus Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Andrew Robert Gay | 2453658 | 2 | 01/21/2005 | Customer Dispute | Denied | $240,000.00 | $0.00 | See FINRA Report |
John Thomas Carter | 2619913 | 2 | 10/15/2004 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
John Thomas Carter | 2619913 | 2 | 10/15/2004 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
Comer Brooks Woodruff | 5162715 | 1 | 02/15/2004 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Megan F Gordon | 6807607 | 1 | 07/02/2003 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Michael John Fetzer | 3055285 | 2 | 03/17/2003 | Customer Dispute | Settled | $48,359.70 | $0.00 | See FINRA Report |
Michael John Fetzer | 3055285 | 2 | 08/29/2002 | Customer Dispute | Denied | $55,000.00 | $0.00 | See FINRA Report |
Robert Lamar Persons | 4689232 | 1 | 03/31/2001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Brooks David Robinson | 1300829 | 3 | 07/20/2000 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Teresa Ann Eidson-Hand | 4260706 | 1 | 12/31/1999 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |