Our Staff has compiled our research into a database of FINRA Broker Disclosures for Synovus Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Julio Enrique Roque | 4368837 | 2 | 01/08/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| James Albert Meiron | 2405221 | 2 | 09/04/2014 | Customer Dispute | Settled | $5,912.00 | $0.00 | See FINRA Report |
| Allen Theodore Curry | 2602453 | 4 | 01/28/2014 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Luther Rutledge | 4057483 | 1 | 11/12/2013 | Customer Dispute | Settled | $250,000.00 | $0.00 | See FINRA Report |
| Virginia R Pope | 1545017 | 2 | 08/27/2013 | Customer Dispute | Settled | $25,369.40 | $0.00 | See FINRA Report |
| Allen Theodore Curry | 2602453 | 4 | 02/21/2013 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Allen Theodore Curry | 2602453 | 4 | 01/31/2013 | Customer Dispute | Award / Judgment | $140,687.00 | $77,382.50 | See FINRA Report |
| William H Barnes | 3126587 | 1 | 02/24/2012 | Customer Dispute | Denied | $140,687.00 | $0.00 | See FINRA Report |
| John Michael Wrenn | 838210 | 2 | 05/25/2011 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Kevin Sean Murray | 2451282 | 2 | 03/14/2011 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |