Our Staff has compiled our research into a database of FINRA Broker Disclosures for Synovus Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Isoldy Guzman | 7476320 | 11 | 03/07/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Isoldy Guzman | 7476320 | 11 | 03/07/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Isoldy Guzman | 7476320 | 11 | 03/07/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Isoldy Guzman | 7476320 | 11 | 03/07/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Isoldy Guzman | 7476320 | 11 | 03/07/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Adam Reza Cader | 5252684 | 2 | 02/25/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Arthur Marchetti | 3118186 | 1 | 09/21/2017 | Civil | Pending | $0.00 | $0.00 | See FINRA Report |
| Thomas Alfred Walsh | 1564942 | 1 | 06/24/2017 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| William Deaton Thornburg | 6387103 | 1 | 04/03/2017 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Andrew Robert Gay | 2453658 | 2 | 12/19/2016 | Customer Dispute | Denied | $5,103.11 | $0.00 | See FINRA Report |