Our Staff has compiled our research into a database of FINRA Broker Disclosures for Synovus Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Isoldy Guzman | 7476320 | 11 | 03/07/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Isoldy Guzman | 7476320 | 11 | 03/07/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Isoldy Guzman | 7476320 | 11 | 03/07/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Isoldy Guzman | 7476320 | 11 | 03/07/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Adam Reza Cader | 5252684 | 1 | 02/25/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Thomas Alfred Walsh | 1564942 | 1 | 06/24/2017 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Andrew Robert Gay | 2453658 | 2 | 12/19/2016 | Customer Dispute | Denied | $5,103.11 | $0.00 | See FINRA Report |
| Brooks David Robinson | 1300829 | 3 | 09/23/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Keith William Garner | 5318725 | 2 | 09/07/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Julio Enrique Roque | 4368837 | 2 | 09/15/2015 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |