Our Staff has compiled our research into a database of FINRA Broker Disclosures for Synovus Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Archie Lee Thompson | 4425686 | 1 | 06/29/2019 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Dylan Alexander Nunez | 6403469 | 1 | 04/01/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jonathan Wayne Duke | 1319561 | 2 | 04/13/2018 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| Aaron Adger Rice | 6406082 | 1 | 03/08/2018 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Isoldy Guzman | 7476320 | 11 | 03/07/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Isoldy Guzman | 7476320 | 11 | 03/07/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Isoldy Guzman | 7476320 | 11 | 03/07/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Isoldy Guzman | 7476320 | 11 | 03/07/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Isoldy Guzman | 7476320 | 11 | 03/07/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Isoldy Guzman | 7476320 | 11 | 03/07/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |