Our Staff has compiled our research into a database of FINRA Broker Disclosures for Synovus Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Julio Enrique Roque | 4368837 | 2 | 09/15/2015 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| John Thomas Carter | 2619913 | 2 | 10/15/2004 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Brooks David Robinson | 1300829 | 3 | 07/20/2000 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Teresa Ann Eidson-Hand | 4260706 | 1 | 12/31/1999 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |