Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Aaron Brian Graham | 3167246 | 4 | 03/27/2023 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Aaron Brian Graham | 3167246 | 4 | 09/07/2021 | Customer Dispute | Settled | $4,300,950.00 | $0.00 | See FINRA Report |
| Aaron Brian Graham | 3167246 | 4 | 04/02/2019 | Customer Dispute | Denied | $473,911.00 | $0.00 | See FINRA Report |
| Aaron Brian Graham | 3167246 | 4 | 08/13/2007 | Customer Dispute | Settled | $257,238.00 | $0.00 | See FINRA Report |