Our Staff has compiled our research into a database of FINRA Broker Disclosures for ABN AMRO Clearing Chicago LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James Edward Gregory | 2425204 | 5 | 08/12/2002 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |
| James Edward Gregory | 2425204 | 5 | 01/14/2002 | Customer Dispute | Settled | $14,663.30 | $0.00 | See FINRA Report |
| James Edward Gregory | 2425204 | 5 | 01/14/2002 | Customer Dispute | Settled | $14,663.30 | $0.00 | See FINRA Report |
| James Edward Gregory | 2425204 | 5 | 01/31/2001 | Customer Dispute | Settled | $14,663.30 | $0.00 | See FINRA Report |
| James Edward Gregory | 2425204 | 5 | 05/13/1997 | Customer Dispute | Award / Judgment | $52,000.00 | $9,610.00 | See FINRA Report |