Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Stephen Kyle Taylor | 3260885 | 2 | 05/17/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jon Brian Beauchemin | 2826028 | 1 | 02/19/2002 | Customer Dispute | Closed-No Action | $7,181.80 | $0.00 | See FINRA Report |
| Martin Christopher Bicknell | 2007121 | 2 | 04/23/1999 | Customer Dispute | Settled | $54,443.80 | $0.00 | See FINRA Report |
| Michael Paul Jeanfreau | 1884086 | 1 | 06/07/1998 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jeffrey David Bittner | 4654005 | 1 | 11/27/1996 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Steven David Lockshin | 1557803 | 2 | 09/21/1993 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Keith Michael Tigue | 4591478 | 1 | 10/15/1980 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Steven David Lockshin | 1557803 | 2 | 11/30/-0001 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |