Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
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| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Aaron John Fulton | 3234089 | 1 | 09/19/2016 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Douglas Kay Perry | 2260883 | 1 | 08/05/2016 | Customer Dispute | Denied | $5,750.00 | $0.00 | See FINRA Report |
| Matthew Shane Brady | 2600968 | 1 | 09/03/2015 | Customer Dispute | Pending | $65,000.00 | $0.00 | See FINRA Report |
| Antashe Katherine-Jessie Howard | 6871445 | 3 | 06/30/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Billie Stanley Murski | 2140463 | 1 | 02/10/2015 | Customer Dispute | Settled | $60,000.00 | $0.00 | See FINRA Report |
| Andrew Carl Welzel | 2065332 | 2 | 01/06/2015 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Casey Michael Hauser | 5811945 | 1 | 11/20/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Joy Soon Oh | 6031149 | 1 | 10/09/2013 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Tami Lynn Ledger | 5791165 | 2 | 05/25/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Tami Lynn Ledger | 5791165 | 2 | 05/25/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |