Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Billie Stanley Murski | 2140463 | 1 | 02/10/2015 | Customer Dispute | Settled | $60,000.00 | $0.00 | See FINRA Report |
| Donald Birrell Jeffery | 5766270 | 1 | 03/11/2010 | Customer Dispute | Settled | $6,000,000.00 | $0.00 | See FINRA Report |
| Frederick Victor Gustave | 2601638 | 1 | 01/16/2009 | Customer Dispute | Settled | $45,000.00 | $0.00 | See FINRA Report |
| Jesse Maltzman | 3093142 | 3 | 09/04/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jesse Maltzman | 3093142 | 3 | 03/26/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jesse Maltzman | 3093142 | 3 | 03/25/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| John M Powers | 1759078 | 1 | 04/24/2007 | Customer Dispute | Settled | $400,000.00 | $0.00 | See FINRA Report |
| Martin Christopher Bicknell | 2007121 | 2 | 10/11/2006 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Martin Christopher Bicknell | 2007121 | 2 | 04/23/1999 | Customer Dispute | Settled | $54,443.80 | $0.00 | See FINRA Report |