Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Peter Joseph Moeschler | 4297175 | 1 | 11/17/2009 | Customer Dispute | Denied | $100,000.00 | $0.00 | See FINRA Report |
| Brian Joseph McGuire | 4892337 | 1 | 03/26/2009 | Customer Dispute | Denied | $8,585.00 | $0.00 | See FINRA Report |
| Frederick Victor Gustave | 2601638 | 1 | 01/16/2009 | Customer Dispute | Settled | $45,000.00 | $0.00 | See FINRA Report |
| Matthew Douglas Fisher | 4066406 | 2 | 11/26/2008 | Customer Dispute | Denied | $13,419.00 | $0.00 | See FINRA Report |
| Jesse Maltzman | 3093142 | 3 | 09/04/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jesse Maltzman | 3093142 | 3 | 03/26/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jesse Maltzman | 3093142 | 3 | 03/25/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| John M Powers | 1759078 | 1 | 04/24/2007 | Customer Dispute | Settled | $400,000.00 | $0.00 | See FINRA Report |
| Martin Christopher Bicknell | 2007121 | 2 | 10/11/2006 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Michael J Bukata | 2506439 | 1 | 07/14/2003 | Customer Dispute | Denied | $154,000.00 | $0.00 | See FINRA Report |