Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert Paul Donlan | 1030997 | 11 | 01/02/2003 | Customer Dispute | Settled | $70,000.00 | $0.00 | See FINRA Report |
| Robert Andrew Gude | 2220463 | 3 | 06/10/2002 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |
| Steven Ray Studebaker | 2489957 | 1 | 08/17/2000 | Customer Dispute | Settled | $30,000.00 | $0.00 | See FINRA Report |
| Charles Paul Kateridge | 2481595 | 2 | 01/04/2000 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jon Charles McAleney | 1439422 | 8 | 10/18/1999 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Charles Paul Kateridge | 2481595 | 2 | 08/27/1999 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jon Charles McAleney | 1439422 | 8 | 08/03/1999 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Arthur Paul Forget | 5138397 | 1 | 05/04/1999 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jon Charles McAleney | 1439422 | 8 | 01/22/1999 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jeff Vance James | 1006072 | 1 | 09/25/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |