Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Paul Charles Lobosco | 2088662 | 1 | 12/17/2015 | Customer Dispute | Settled | $15,000.00 | $0.00 | See FINRA Report |
| Richard Lee Dalzotto | 2857324 | 1 | 03/08/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Robert Andrew Gude | 2220463 | 3 | 07/28/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Charles Fristoe Chelf | 3172102 | 3 | 06/26/2013 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Charles Fristoe Chelf | 3172102 | 3 | 01/03/2013 | Customer Dispute | Denied | $50,000.00 | $0.00 | See FINRA Report |
| Ralph James Devito | 1459156 | 5 | 12/11/2012 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Nicholas Hammond | 4371386 | 1 | 09/11/2012 | Customer Dispute | Denied | $5,574.65 | $0.00 | See FINRA Report |
| Jon Charles McAleney | 1439422 | 8 | 09/10/2012 | Customer Dispute | Settled | $55,000.00 | $0.00 | See FINRA Report |
| Peter George Neuberg | 2905111 | 3 | 08/31/2012 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Robert Paul Donlan | 1030997 | 11 | 01/25/2012 | Customer Dispute | Denied | $25,000.00 | $0.00 | See FINRA Report |