Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Keith Ronald Toussaint | 2610759 | 1 | 09/15/2008 | Customer Dispute | Denied | $13,770.00 | $0.00 | See FINRA Report |
Stephen Clyde McNutt | 2064044 | 1 | 10/18/2007 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Carl Kaliszewski | 825334 | 1 | 03/14/2007 | Customer Dispute | Denied | $157,783.00 | $0.00 | See FINRA Report |
Hipolito Diaz | 1839194 | 1 | 08/25/2005 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Jeff Vance James | 1006072 | 1 | 09/25/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Jon Charles McAleney | 1439422 | 8 | 09/04/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Jon Charles McAleney | 1439422 | 8 | 06/10/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Gary William Medley | 1186617 | 3 | 12/23/1997 | Customer Dispute | Denied | $30,500.00 | $0.00 | See FINRA Report |