Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Peter George Neuberg | 2905111 | 3 | 10/27/2016 | Customer Dispute | Award / Judgment | $49,000.00 | $40,500.00 | See FINRA Report |
| Chris John Plechy | 4175740 | 1 | 12/16/2004 | Customer Dispute | Award / Judgment | $810,000.00 | $213,667.00 | See FINRA Report |
| Knut Lundberg | 4454585 | 2 | 08/19/2004 | Customer Dispute | Award / Judgment | $47,752.70 | $47,451.00 | See FINRA Report |