Our Staff has compiled our research into a database of FINRA Broker Disclosures for Triton Pacific Securities, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Brian David Buehler | 3059422 | 2 | 06/14/2000 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Brian David Buehler | 3059422 | 2 | 06/13/2000 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Michael Louis Carroll | 5282521 | 1 | 04/13/1995 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |