Our Staff has compiled our research into a database of FINRA Broker Disclosures for Portsmouth Financial Services. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Raymond Lawrence Lent | 817645 | 8 | 03/27/2023 | Customer Dispute | Settled | $125,000.00 | $0.00 | See FINRA Report |
| Raymond Lawrence Lent | 817645 | 8 | 02/27/2023 | Customer Dispute | Settled | $591,000.00 | $0.00 | See FINRA Report |
| Raymond Lawrence Lent | 817645 | 8 | 02/27/2023 | Customer Dispute | Settled | $377,000.00 | $0.00 | See FINRA Report |
| Matthew Jason Childs | 3110916 | 6 | 02/27/2023 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Raymond Lawrence Lent | 817645 | 8 | 02/16/2023 | Customer Dispute | Settled | $215,000.00 | $0.00 | See FINRA Report |
| Bruce Edward Johnson | 1126862 | 3 | 10/25/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Raymond Lawrence Lent | 817645 | 8 | 03/11/2019 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Phillip C Kao | 4654233 | 2 | 09/19/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Matthew Jason Childs | 3110916 | 6 | 09/01/2015 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Matthew Jason Childs | 3110916 | 6 | 04/06/2015 | Customer Dispute | Settled | $468,458.00 | $0.00 | See FINRA Report |