Our Staff has compiled our research into a database of FINRA Broker Disclosures for Portsmouth Financial Services. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Vincent Patrick Sherry | 732594 | 2 | 05/03/2024 | Customer Dispute | Pending | $44,016.00 | $0.00 | See FINRA Report |
Phillip C Kao | 4654233 | 2 | 02/29/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
Matthew Jason Childs | 3110916 | 6 | 09/01/2015 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |