Our Staff has compiled our research into a database of FINRA Broker Disclosures for Portsmouth Financial Services. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Raymond Lawrence Lent | 817645 | 8 | 02/16/2023 | Customer Dispute | Settled | $215,000.00 | $0.00 | See FINRA Report |
| Bruce Edward Johnson | 1126862 | 3 | 10/25/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Phillip C Kao | 4654233 | 2 | 09/19/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Matthew Jason Childs | 3110916 | 6 | 04/06/2015 | Customer Dispute | Settled | $468,458.00 | $0.00 | See FINRA Report |
| Matthew Jason Childs | 3110916 | 6 | 03/26/2015 | Customer Dispute | Denied | $26,475.00 | $0.00 | See FINRA Report |
| Matthew Jason Childs | 3110916 | 6 | 10/02/2012 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Richard Andrew Borba | 811527 | 3 | 02/01/2011 | Customer Dispute | Closed-No Action | $780,000.00 | $0.00 | See FINRA Report |
| Richard Andrew Borba | 811527 | 3 | 09/10/2010 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |
| Raymond Lawrence Lent | 817645 | 8 | 05/24/2010 | Customer Dispute | Award / Judgment | $390,000.00 | $23,000.00 | See FINRA Report |
| Richard Andrew Borba | 811527 | 3 | 02/13/2006 | Customer Dispute | Denied | $5,050.00 | $0.00 | See FINRA Report |