Our Staff has compiled our research into a database of FINRA Broker Disclosures for Portsmouth Financial Services. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Vincent Patrick Sherry | 732594 | 2 | 05/03/2024 | Customer Dispute | Pending | $44,016.00 | $0.00 | See FINRA Report |
| Phillip C Kao | 4654233 | 2 | 02/29/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Stephen Russell Stanford | 1686790 | 3 | 12/04/2023 | Customer Dispute | Settled | $60,000.00 | $0.00 | See FINRA Report |
| Kelly S Lawson | 1222498 | 2 | 08/23/2023 | Customer Dispute | Settled | $100,001.00 | $0.00 | See FINRA Report |
| Kelly S Lawson | 1222498 | 2 | 05/25/2023 | Customer Dispute | Settled | $25,000.00 | $0.00 | See FINRA Report |
| Raymond Lawrence Lent | 817645 | 8 | 04/18/2023 | Customer Dispute | Settled | $300,000.00 | $0.00 | See FINRA Report |
| Raymond Lawrence Lent | 817645 | 8 | 03/27/2023 | Customer Dispute | Settled | $125,000.00 | $0.00 | See FINRA Report |
| Raymond Lawrence Lent | 817645 | 8 | 02/27/2023 | Customer Dispute | Settled | $591,000.00 | $0.00 | See FINRA Report |
| Raymond Lawrence Lent | 817645 | 8 | 02/27/2023 | Customer Dispute | Settled | $377,000.00 | $0.00 | See FINRA Report |
| Matthew Jason Childs | 3110916 | 6 | 02/27/2023 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |