Our Staff has compiled our research into a database of FINRA Broker Disclosures for Portsmouth Financial Services. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Richard Andrew Borba | 811527 | 3 | 02/01/2011 | Customer Dispute | Closed-No Action | $780,000.00 | $0.00 | See FINRA Report |
| Richard Andrew Borba | 811527 | 3 | 09/10/2010 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |