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FINRA Broker Disclosures for Portsmouth Financial Services

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Portsmouth Financial Services. Search or filter the database to find more about a specific broker.

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Displaying 10 out of 37 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Matthew Jason Childs3110916608/13/2024RegulatoryFinal$0.00$0.00See FINRA Report
Raymond Lawrence Lent817645805/20/2024RegulatoryFinal$0.00$0.00See FINRA Report
Vincent Patrick Sherry732594205/03/2024Customer DisputePending$44,016.00$0.00See FINRA Report
Phillip C Kao4654233202/29/2024Customer DisputePending$0.00$0.00See FINRA Report
Bruce Edward Johnson1126862302/01/2024Judgment / Lien$0.00$0.00See FINRA Report
Stephen Russell Stanford1686790312/04/2023Customer DisputeSettled$60,000.00$0.00See FINRA Report
Kelly S Lawson1222498208/23/2023Customer DisputeSettled$100,001.00$0.00See FINRA Report
Kelly S Lawson1222498205/25/2023Customer DisputeSettled$25,000.00$0.00See FINRA Report
Terry Lee Allen1477937204/25/2023Judgment / Lien$0.00$0.00See FINRA Report
Raymond Lawrence Lent817645804/18/2023Customer DisputeSettled$300,000.00$0.00See FINRA Report

37 Results

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