Our Staff has compiled our research into a database of FINRA Broker Disclosures for Carillon Fund Distributors, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Schaefer | 7379746 | 5 | 01/26/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Michael Schaefer | 7379746 | 5 | 11/07/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Michael Schaefer | 7379746 | 5 | 09/01/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Michael Schaefer | 7379746 | 5 | 05/31/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kristi Lynn McAndrew | 6494447 | 2 | 03/04/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kristi Lynn McAndrew | 6494447 | 2 | 01/16/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Leonid Nemanov | 5844383 | 1 | 01/02/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Dennis Allen | 2389457 | 1 | 06/21/2011 | Customer Dispute | Closed-No Action | $400,000.00 | $0.00 | See FINRA Report |
| Michael Schaefer | 7379746 | 5 | 12/13/2006 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Willie Voncono Taylor | 4067133 | 1 | 08/28/2002 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |