Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Arthur Stuart Day | 1298928 | 2 | 04/10/2019 | Customer Dispute | Settled | $126,000.00 | $0.00 | See FINRA Report |
| Tyler Wallace Hagan | 6577784 | 1 | 10/02/2010 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Arthur Stuart Day | 1298928 | 2 | 01/13/2003 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |