Our Staff has compiled our research into a database of FINRA Broker Disclosures for Brokers International Financial Services, Llc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Howard Raymond Solomon | 2225293 | 1 | 11/10/2008 | Customer Dispute | Closed-No Action | $9,845.84 | $0.00 | See FINRA Report |
Timothy John Hawkins | 4064503 | 2 | 09/15/2008 | Customer Dispute | Settled | $60,000.00 | $0.00 | See FINRA Report |
Chad Vincent Cassiani | 2201530 | 1 | 07/21/2008 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
Matthew Douglas Pilz | 1854672 | 2 | 06/17/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
Jeffrey Lane Wallace | 1930202 | 2 | 05/27/2008 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Scott William Norvell | 2196706 | 5 | 04/18/2008 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
David Dale Carpenter | 2403490 | 2 | 01/22/2008 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Edward Carl Ittner | 255677 | 2 | 11/19/2007 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
Joseph Michael Yocavitch | 1192603 | 7 | 10/31/2007 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
Jeff David Jewett | 4568636 | 4 | 05/15/2007 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |