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FINRA Broker Disclosures for Brokers International Financial Services, Llc.

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Brokers International Financial Services, Llc.. Search or filter the database to find more about a specific broker.

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Displaying 81-90 out of 146 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Howard Raymond Solomon2225293111/10/2008Customer DisputeClosed-No Action$9,845.84$0.00See FINRA Report
Timothy John Hawkins4064503209/15/2008Customer DisputeSettled$60,000.00$0.00See FINRA Report
Chad Vincent Cassiani2201530107/21/2008Customer DisputeClosed-No Action$0.00$0.00See FINRA Report
Matthew Douglas Pilz1854672206/17/2008Customer DisputeSettled$0.00$0.00See FINRA Report
Jeffrey Lane Wallace1930202205/27/2008Judgment / Lien$0.00$0.00See FINRA Report
Scott William Norvell2196706504/18/2008CriminalFinal Disposition$0.00$0.00See FINRA Report
David Dale Carpenter2403490201/22/2008Judgment / Lien$0.00$0.00See FINRA Report
Edward Carl Ittner255677211/19/2007Employment Separation After Allegations$0.00$0.00See FINRA Report
Joseph Michael Yocavitch1192603710/31/2007Customer DisputeSettled$5,000.00$0.00See FINRA Report
Jeff David Jewett4568636405/15/2007Employment Separation After Allegations$0.00$0.00See FINRA Report

146 Results

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