Our Staff has compiled our research into a database of FINRA Broker Disclosures for Brokers International Financial Services, Llc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Daniel Robert Lodes | 4380342 | 4 | 10/02/2013 | Customer Dispute | Denied | $100,000.00 | $0.00 | See FINRA Report |
| Robert Martin van Pelt | 453274 | 5 | 09/26/2013 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Timothy John Hawkins | 4064503 | 2 | 07/25/2013 | Customer Dispute | Settled | $300,000.00 | $0.00 | See FINRA Report |
| Daniel Robert Lodes | 4380342 | 4 | 07/16/2013 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Scott William Norvell | 2196706 | 5 | 09/04/2012 | Customer Dispute | Withdrawn | $5,000.00 | $0.00 | See FINRA Report |
| Monte Lee Peterson | 2946357 | 2 | 08/08/2012 | Customer Dispute | Denied | $19,682.00 | $0.00 | See FINRA Report |
| Nancy Smith Cimmino | 5084606 | 1 | 07/10/2012 | Customer Dispute | Denied | $8,310.17 | $0.00 | See FINRA Report |
| James C Gebhardt | 2737003 | 1 | 06/14/2012 | Customer Dispute | Settled | $11,625.00 | $0.00 | See FINRA Report |
| Attilio Anthony Foschini | 1410327 | 2 | 02/17/2012 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Andrei J Murphy | 5875118 | 1 | 02/09/2012 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |