Our Staff has compiled our research into a database of FINRA Broker Disclosures for Brokers International Financial Services, Llc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John Miguel Jett | 5594458 | 2 | 05/13/2015 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| John Miguel Jett | 5594458 | 2 | 05/13/2015 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Michael Joseph Lucia | 2229559 | 13 | 05/08/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michael Joseph Lucia | 2229559 | 13 | 01/30/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michael Joseph Lucia | 2229559 | 13 | 11/06/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Daniel Robert Lodes | 4380342 | 4 | 10/07/2014 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Kevin Patrick Pearce | 1470425 | 2 | 03/25/2014 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Kevin Patrick Pearce | 1470425 | 2 | 01/17/2014 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Michael Joseph Lucia | 2229559 | 13 | 11/28/2013 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Daniel Robert Lodes | 4380342 | 4 | 10/02/2013 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |