Our Staff has compiled our research into a database of FINRA Broker Disclosures for Brokers International Financial Services, Llc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert Martin van Pelt | 453274 | 5 | 05/06/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Steven James Sandberg | 2137040 | 2 | 02/13/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| David John Wallach | 2238755 | 3 | 02/04/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| David John Wallach | 2238755 | 3 | 02/04/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| David John Wallach | 2238755 | 3 | 02/04/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Joseph Lucia | 2229559 | 13 | 01/04/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Raymond Leslie Hammock | 825943 | 1 | 12/12/2018 | Customer Dispute | Denied | $98,000.00 | $0.00 | See FINRA Report |
| Joseph Marcus Jones | 5291714 | 1 | 06/26/2018 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael Joseph Lucia | 2229559 | 13 | 02/12/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Peter George Pecci | 2435388 | 2 | 10/10/2017 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |