Our Staff has compiled our research into a database of FINRA Broker Disclosures for Brokers International Financial Services, Llc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Raymond Leslie Hammock | 825943 | 1 | 12/12/2018 | Customer Dispute | Denied | $98,000.00 | $0.00 | See FINRA Report |
| Joseph Marcus Jones | 5291714 | 1 | 06/26/2018 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael Joseph Lucia | 2229559 | 13 | 02/12/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Peter George Pecci | 2435388 | 2 | 10/10/2017 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Peter George Pecci | 2435388 | 2 | 10/10/2017 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Robert Martin van Pelt | 453274 | 5 | 09/14/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Daniel James Rundahl | 5579088 | 1 | 08/25/2017 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Michael Joseph Lucia | 2229559 | 13 | 07/13/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| David Dale Carpenter | 2403490 | 2 | 04/18/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Joseph Francis Boyle | 4786879 | 2 | 03/03/2017 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |