Our Staff has compiled our research into a database of FINRA Broker Disclosures for Brokers International Financial Services, Llc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Garrett J Manning | 6887127 | 2 | 12/06/2021 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Garrett J Manning | 6887127 | 2 | 11/10/2021 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Monte Lee Peterson | 2946357 | 2 | 03/12/2021 | Customer Dispute | Denied | $401,000.00 | $0.00 | See FINRA Report |
| Michael Joseph Lucia | 2229559 | 13 | 07/06/2020 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Michael Dean Lisle | 3014232 | 2 | 04/14/2020 | Customer Dispute | Denied | $13,757.70 | $0.00 | See FINRA Report |
| John Emil Limpert | 1782540 | 2 | 03/31/2020 | Customer Dispute | Denied | $35,000.00 | $0.00 | See FINRA Report |
| Marvin Lee Thomson | 2647126 | 1 | 02/19/2020 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Joseph Francis Boyle | 4786879 | 2 | 09/20/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Robert Martin van Pelt | 453274 | 5 | 09/12/2019 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| James Edward Larschan | 805044 | 1 | 07/13/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |